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 Appeared in NYT.
"For students of the humanities, the key neurophysiological insight
of our time is that which has been so eloquently expressed by
Antonio Damasio," declared Jonathan Bate, a Shakespeare scholar at
the University of Liverpool in the Times Literary Supplement last
December. "The division between reason and passion, or cognition and
emotion (an opposition that goes all the way back to Aristotle), is,
from a neurological point of view, a fallacy."
Dr. Damasio and other researchers, he added, "have brought us close
to the possibility of a scientifically verifiable investigation of
the hypothesis — which in various forms has a very long history —
that literature may have been genetically evolved to do cognitive
work precisely by stimulating the emotions."
All the talk about affect marks the demise of a long-upheld
scholarly taboo. In the late 19th century, science's leading lights
regarded feelings as a natural subject for exploration. Darwin
devoted a book to emotional expression in humans and animals, Freud
based his theory of mental pathology on unsuccessful emotional
repression, and the American psychologist William James weighed in
with a body-based theory of emotion strikingly similar to Spinoza's
own.
But by the early 20th century, science had fallen sway to
behaviorism and affect was off limits. Human beings, it was thought,
could be understood purely by observing what they did. Internal
mental states were dismissed as irrelevant. As Dr. Damasio put it,
"Neuroscience gave the cold shoulder to emotion." Feelings, he said,
were considered "elusive, indescribable, too subjective."
When Dr. Damasio began to study affect in the late 1980's, it was by
accident, not design. He had moved to the United States from Lisbon
in the 1970's to work with Norman Geschwind, a Harvard neurologist
and expert on brain lesions. In 1976, Dr. Damasio and his wife,
Hanna Damasio, also a neurologist, became professors at the
University of Iowa, where he acquired a reputation as an authority
on language, memory and Alzheimer's disease. But it was his work
with brain-damaged patients with impaired decision-making skills
that led him to wonder about emotions.
"I was forced to think about emotions because of those patients with
frontal lobe damage," Dr. Damasio said. "They had incredible
problems with social behavior that had normally been attributed only
to cognitive disturbances. I was very struck by the fact that they
had clear disturbances of emotion. I started thinking that emotions
might play a role in making decisions and choices in a normal way."
Typical of his patients was Elliot, a man in his 30's who had
suffered frontal lobe damage as a result of a brain tumor. Elliot
performed normally on intelligence tests but could no longer make
choices, prioritize tasks, manage his time or — as a consequence —
hold down a job. To make a living, he embarked on hare-brained
business schemes with shady partners that ended in bankruptcy.
Then Dr. Damasio discovered that Elliot was unable to feel. He spoke
of the tragic events of his life without emotion. Shown pictures of
gruesome accidents and natural disasters, he registered no reaction.
When Dr. Damasio tested other patients with similar brain damage he
found the same striking combination of impaired reason and impaired
affect.
When Dr. Damasio presented his findings in "Descartes' Error," the
book was greeted as a breakthrough. (An international best seller,
it has been translated into 24 languages.) "It's one thing to have a
speculative theory about the role of reason and the role of
emotions," said Patricia Churchland, a neurophilosopher at the
University of California in San Diego. "For the first time, his lab
really showed" that "you can't shut off all the emotions from
rational decision-making."
Neuroscience has since converged around the idea that emotions are
central to cognition — and thus survival. But just why and how
remain more open questions. In his second book, "The Feeling of What
Happens," Dr. Damasio speculated that emotions and feelings were
crucial to the evolution of consciousness and, along with it, a
sense of self. In "Looking for Spinoza," he tackles the mystery of
how affect works.
His theory is both elaborate and counterintuitive, involving a chain
reaction that begins when an emotion (defined as a change in body
state in response to an external stimulus) triggers a feeling (the
representation of that change in the brain as well as specific
mental images). In other words, feelings do not cause bodily
symptoms but are caused by them: we do not tremble because we feel
afraid; we feel afraid because we tremble.
Still more provocative is his Spinozist conclusion, that the mind's
primary focus is the body: "The mind exists for the body, is engaged
in telling the story of the body's multifarious events, and uses
that story to optimize the life of the organism."
Such a notion, he concedes, "departs radically from traditional
wisdom and may sound implausible at first glance." After all, he
points out, "we usually regard our mind as populated by images or
thoughts of objects, actions and abstract relations, mostly related
to the outside world rather than to our bodies."
And despite Dr. Damasio's assurances that he has neurobiology on his
side, not every expert is willing to endorse the notion yet. Writing
in The New York Times Book Review in February, Colin McGinn, a
philosopher at Rutgers University, called the theory "unoriginal"
and "false," arguing that it had been thoroughly debunked when
William James and another psychologist, Carl G. Lange, introduced it
120 years ago.
Scientists, however, have been less dismissive. "Damasio's data is
very important and very robust," Mr. Panksepp said. "His theory is
more controversial. But his approach, by focusing on the nature of
body representations of the brain, is essential to make progress on
how affective experience emerges in the mind."
Most delighted, perhaps, are Spinoza scholars. Heidi M. Ravven, a
professor of the philosophy of religion at Hamilton College, said
his work prompted her to write a 70-page paper on Spinoza and
neuroscience. "I realized everything he said confirmed Spinoza," she
said. "I was just jumping out of my skin."
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April 19, 2003.
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